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Angel One Pays Rs 4.28 Crore To Settle SEBI Case Over Sub-Broker Oversight Lapses

As reported by NDTV Profit - Latest
SEBI has closed proceedings against Angel One after the brokerage paid Rs 4.28 crore to settle a case involving alleged supervisory failures and compliance lapses.
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Angel One, a prominent brokerage firm, has paid Rs 4.28 crore to the Securities and Exchange Board of India (SEBI) to settle a regulatory case. The allegations pertained to supervisory failures and compliance lapses concerning its sub-brokers. Following this payment, SEBI has…

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