Angel One has settled Sebi's adjudication and enquiry proceedings by paying Rs 4.28 crore. The regulator had alleged supervisory and monitoring lapses involving two authorised persons, including failures in due diligence, inspection processes, fund collection oversight and scrutiny of unauthorised activities.
Angel One has settled proceedings with Sebi, paying Rs 4.28 crore. The regulator had alleged supervisory and monitoring lapses involving two authorised persons. These lapses included failures in due diligence, inspection processes, and oversight of fund collection and…
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